Licensing Solutions

AWS provides AFSL licensing solutions – we can assist you in maintaining your compliance obligations as required by ASIC by operating under our license, while you maintain ownership and operational control over your business.

Aussie Wealth Super’s AFSL is No. 462 579 and is authorised by ASIC to provide a range of services to both wholesale and retail clients including:

General Advice

General advice involves information about products, but does not take into account a client’s overall financial goals or actually provide a recommendation that the client takes up the product.

Personal Advice

AWS advisers are fully licensed to provide personal recommendations on simple, single issue topics as well as comprehensive advice. Our licensing solution also aids the provision on ongoing personal advice.

SMSF Advice

As the complex SMSF space continues to grow and rules change, AWS can help you to remain abreast of changes and challenges. We also provide access to low-cost, fixed price SMSF establishment and ongoing administration (including tax returns and audits).

Registered Tax Adviser

AWS’s licensing solution also works for accountants who need to be licensed post ASIC reforms. As a registered tax adviser we provide fully compliant accounting licensing solutions.

About Aussie Wealth Super

AWS aspires to be one of Australia’s largest privately owned AFSLs within the next 3 years.

 

  • Privately owned: AWS is 100% privately owned, operates a flexible APL and is under no obligation to write business with any financial institution. This means its advisers’ SOAs are truly free of institutional bias and in the clients’ best interests at all times.
  • Conservative compliance: AWS believes in minimising risk to adviser and clients by pre-emptive compliance measures. All SOAs are checked by our compliance team with the Managing Director taking a hands-on interest in reviewing SOAs. Working with a panel of complementary professionals (such as lawyers, accountants and mortgage brokers) we ensure your advice is compliant no matter how complicated.
  • Focus on financial strategies: As a non-institutionally aligned AFSL, we encourage advisers to focus more on client appropriate strategies rather than product centric advice. This ensure clients’ best interests are always at the forefront of an adviser’s logic.
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SOA Coaching & Paraplanning

We provide hands on SOA coaching and paraplanning services to ensure you can maximise time spent meeting with clients.

Professional Indemnity Insurance

AWS has has significant insurance in line with ASIC’s requirements. Our scale provides access to reduced premiums which we pass on to you through low fees.

CRM & SOA Software

We provide access to our cloud-based CRM & SOA management systems at no additional cost.

Flexible Fees Structure

Licensing fees should be flexible to reflect your practice. Our licensing solution gives options between flat fee licensing and percentage based licensing.

To enquire, call Managing Director Lindsay Yelland directly on 0407 060 899

or complete the form below to arrange a meeting

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